Portfolio Management

Portfolio Management — First Addis Investment Bank PLC | Mizan

Provider terms

Risks, controls and account rules

Open a topic to read the relevant terms. These summaries do not replace the provider agreement.

Account and onboarding2 items ⌄

Clients must provide accurate, current KYC information, protect credentials and avoid unlawful use, manipulation and money laundering.
Advisory, capital raising, M&A advisory, underwriting, securities trading and portfolio management are separate service capabilities and may require separate engagement terms.

Funding, settlement and account records2 items ⌄

The terms reference custodians, information providers and partner channels; applicable third-party terms and charges may apply.
Clients are responsible for reviewing service information and maintaining accurate account credentials and KYC data.

Risk disclosure4 items ⌄

Market prices and investment income can fall as well as rise; capital and returns are not guaranteed.
Liquidity may be limited, so an instrument may be difficult to sell when desired.
Market, exchange, regulatory, settlement, operational, technology and force-majeure events can delay execution or cause loss.
Concentration risk may magnify loss when a portfolio is not diversified.

Ending the service and resolving disputes3 items ⌄

Either party may terminate with written notice, subject to settlement of outstanding obligations.
FAB may suspend or terminate for suspected fraud or misconduct, legal or regulatory breach, or missing required disclosures.
The terms describe amicable settlement, escalation to ECMA or proceedings in Ethiopian courts.

Liability, privacy and support3 items ⌄

FAB excludes liability for third-party system failures or inaccuracies while stating it will take reasonable steps regarding reliability.
Client information and credentials must be kept current and secure; third-party platform and information-provider risks apply.
Account maintenance is shown as ETB 0 per year in the supplied schedule.

Not supplied or requiring confirmation4 items ⌄

CSD, custody, settlement, tax and other third-party charges may apply even where the schedule shows TBD or does not provide a number.
Instrument inclusion in a fee schedule does not confirm that a current retail offer or security is available.
The supplied materials do not state a fee effective date; provider confirmation is required before relying on the schedule.
The annex column labels omit a clearly identified ESX column even though displayed totals appear to incorporate regulatory components; totals need provider confirmation.